Securities Arbitration is a dispute resolution process, which is an alternative to
the traditional legal action in a court of law. In a Securities Arbitration proceeding, participants consent to have their dispute
resolved by impartial persons who are knowledgeable in the areas in controversy.
Those persons are called arbitrators.
Arbitration
of broker-dealer disputes has long been used as an alternative to the
courts because it is a prompt and inexpensive means of resolving complicated
issues. There are specific laws which govern the conduct of an arbitration
proceeding from both the federal government and the various states. One
of the most important legal aspects of arbitration is that arbitration
awards are final and binding, subject to review by a court only on a very
limited basis. Parties should recognize, too, that in choosing arbitration
as a means of resolving a dispute, they generally give up their right
to pursue the matter through the courts.
Members of our firm have engaged in Securities Arbitration proceeds on behalf of clients. We have many years of successful results for clients whom have lost their investment due to broker-dealer fraud. Please call us to learn more about our experience in Securities Arbitration matters.
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MONTOYA | LOPEZ, P.L.
Miami, Florida Attorneys
4960 Southwest 72nd Avenue, Suite 303 | Miami, Florida 33155